Insider Trading History of Rivernorth Financial Holdings, Llc

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) of Rivernorth Financial Holdings, Llc since 2025. This trader's CIK number is 2085200. At the time of last reporting, Rivernorth Financial Holdings, Llc was the Officer of Rivernorth Opportunistic Municipal Income Fund, Inc.. (stock ticker symbol RMI). Also see all insider trading activities at Rivernorth Opportunistic Municipal Income Fund, Inc..


Yearly summary of insider trading at Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI) by Rivernorth Financial Holdings, Llc

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2025 RMI 9,322 $137,099 0 $0 0 $0


Insider trading of Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI) by Rivernorth Financial Holdings, Llc

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2025-10-16 RMI Buy 3,041 14.69 44,669
2025-10-15 RMI Buy 4,138 14.74 60,994
2025-10-14 RMI Buy 1,240 14.68 18,205
2025-10-13 RMI Buy 903 14.65 13,231

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Rivernorth Financial Holdings, Llc (Officer of Rivernorth Opportunistic Municipal Income Fund, Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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