Insider Trading History of Rappaport Alan

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) of Rappaport Alan since 2015. This trader's CIK number is 1495443. At the time of last reporting, Rappaport Alan was the Director of Pimco Municipal Income Fund Ii. (stock ticker symbol PML). Also see all insider trading activities at Pimco Municipal Income Fund Ii.

Note that in the past Rappaport Alan also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Virtus Dividend, Interest & Premium Strategy Fund (NFJ) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2017 NFJ 1,000 $13,100 0 $0 0 $0

Yearly summary of insider trading at Victory Capital Holdings, Inc. (VCTR) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2018 VCTR 10,000 $101,774 0 $0 0 $0

Yearly summary of insider trading at Virtus Artificial Intelligence & Technology Opportunities Fund (AIO) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2021 AIO 1,500 $41,640 0 $0 0 $0

Yearly summary of insider trading at Pimco Access Income Fund (PAXS) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2023 PAXS 1,000 $13,766 0 $0 0 $0
2022 PAXS 2,500 $50,000 0 $0 0 $0

Yearly summary of insider trading at Virtus Convertible & Income Fund (NCV) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2021 NCV 1,000 $5,860 0 $0 0 $0

Yearly summary of insider trading at Pimco Dynamic Income Strategy Fund (NRGX) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2019 NRGX 1,000 $21,032 0 $0 0 $0

Yearly summary of insider trading at Virtus Diversified Income & Convertible Fund (ACV) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2017 ACV 1,000 $21,290 0 $0 0 $0

Yearly summary of insider trading at Pcm Fund, Inc. (PCM) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2019 PCM 1,000 $10,687 0 $0 0 $0

Yearly summary of insider trading at Pimco Income Opportunity Fund (PKO) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2019 PKO 1,000 $26,192 0 $0 0 $0

Yearly summary of insider trading at Virtus Allianzgi Convertible & Income 2024 Target Term Fund (CBH) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2021 CBH 1,000 $10,370 0 $0 0 $0
2017 CBH 1,000 $10,010 0 $0 0 $0

Yearly summary of insider trading at Pimco Dynamic Income Opportunities Fund (PDO) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2023 PDO 2,500 $29,150 0 $0 0 $0
2022 PDO 2,500 $47,995 0 $0 0 $0

Yearly summary of insider trading at Virtus Convertible & Income Fund Ii (NCZ) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2021 NCZ 1,000 $5,150 0 $0 0 $0
2017 NCZ 1,000 $6,255 0 $0 0 $0

Yearly summary of insider trading at Pimco Municipal Income Fund Ii (PML) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2025 PML 2,819 $21,579 0 $0 0 $0

Yearly summary of insider trading at Virtus Equity & Convertible Income Fund (NIE) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2017 NIE 1,000 $19,750 0 $0 0 $0

Yearly summary of insider trading at Pimco Dynamic Credit & Mortgage Income Fund (PCI) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2015 PCI 3,500 $72,762 0 $0 0 $0

Yearly summary of insider trading at Pimco Municipal Income Fund Iii (PMX) by Rappaport Alan

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2023 PMX 4,000 $28,176 0 $0 0 $0


Insider trading activities at 16 companies by Rappaport Alan:

1. Virtus Dividend, Interest & Premium Strategy Fund (NFJ)

2. Victory Capital Holdings, Inc. (VCTR)

3. Virtus Artificial Intelligence & Technology Opportunities Fund (AIO)

4. Pimco Access Income Fund (PAXS)

5. Virtus Convertible & Income Fund (NCV)

6. Pimco Dynamic Income Strategy Fund (NRGX)

7. Virtus Diversified Income & Convertible Fund (ACV)

8. Pcm Fund, Inc. (PCM)

9. Pimco Income Opportunity Fund (PKO)

10. Virtus Allianzgi Convertible & Income 2024 Target Term Fund (CBH)

11. Pimco Dynamic Income Opportunities Fund (PDO)

12. Virtus Convertible & Income Fund Ii (NCZ)

13. Pimco Municipal Income Fund Ii (PML)

14. Virtus Equity & Convertible Income Fund (NIE)

15. Pimco Dynamic Credit & Mortgage Income Fund (PCI)

16. Pimco Municipal Income Fund Iii (PMX)

Table 1. Insider trading of Virtus Dividend, Interest & Premium Strategy Fund (NFJ) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2017-07-07 NFJ Buy 1,000 13.10 13,100

Table 2. Insider trading of Victory Capital Holdings, Inc. (VCTR) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2018-05-15 VCTR Buy 4,200 10.16 42,672
2018-05-16 VCTR Buy 5,800 10.19 59,102

Table 3. Insider trading of Virtus Artificial Intelligence & Technology Opportunities Fund (AIO) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2021-04-27 AIO Buy 1,500 27.76 41,640

Table 4. Insider trading of Pimco Access Income Fund (PAXS) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2023-11-14 PAXS Buy 1,000 13.77 13,766
2022-01-31 PAXS Buy 2,500 20.00 50,000

Table 5. Insider trading of Virtus Convertible & Income Fund (NCV) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2021-04-27 NCV Buy 1,000 5.86 5,860

Table 6. Insider trading of Pimco Dynamic Income Strategy Fund (NRGX) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2019-04-24 NRGX Buy 1,000 21.03 21,032

Table 7. Insider trading of Virtus Diversified Income & Convertible Fund (ACV) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2017-07-07 ACV Buy 1,000 21.29 21,290

Table 8. Insider trading of Pcm Fund, Inc. (PCM) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2019-02-21 PCM Buy 1,000 10.69 10,687

Table 9. Insider trading of Pimco Income Opportunity Fund (PKO) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2019-02-21 PKO Buy 1,000 26.19 26,192

Table 10. Insider trading of Virtus Allianzgi Convertible & Income 2024 Target Term Fund (CBH) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2021-04-27 CBH Buy 1,000 10.37 10,370
2017-08-15 CBH Buy 1,000 10.01 10,010

Table 11. Insider trading of Pimco Dynamic Income Opportunities Fund (PDO) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2023-11-14 PDO Buy 2,500 11.66 29,150
2022-01-18 PDO Buy 2,500 19.20 47,995

Table 12. Insider trading of Virtus Convertible & Income Fund Ii (NCZ) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2021-04-27 NCZ Buy 1,000 5.15 5,150
2017-07-07 NCZ Buy 1,000 6.25 6,255

Table 13. Insider trading of Pimco Municipal Income Fund Ii (PML) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2025-12-08 PML Buy 2,819 7.66 21,579

Table 14. Insider trading of Virtus Equity & Convertible Income Fund (NIE) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2017-07-07 NIE Buy 1,000 19.75 19,750

Table 15. Insider trading of Pimco Dynamic Credit & Mortgage Income Fund (PCI) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2015-06-08 PCI Buy 1,000 20.54 20,537
2015-05-11 PCI Buy 2,500 20.89 52,225

Table 16. Insider trading of Pimco Municipal Income Fund Iii (PMX) by Rappaport Alan

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2023-11-14 PMX Buy 4,000 7.04 28,176

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Rappaport Alan (Director of Pimco Municipal Income Fund Ii at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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